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- Registrants' Financial Statements517. FigTree Financial (TT) Ltd 2023 Audited Financial Statements for the year ended 31 March 2023 July 1, 2024
- Registrants' Financial Statements518. CMEGTTL Audited Financial Statements for the year ended 31 May 2023 July 1, 2024
- Material Changes519. PHL – Change to Senior Officer – Aegis Business Solutions Limited June 27, 2024
- Material Changes520. AHL – Change to Senior Officer – Curtis Durity June 27, 2024
- Contravention Orders521. Contravention Order- SPORTT $21,450.00 June 26, 2024
- Contravention Orders522. Contravention Order- TCL $25,300.00 June 26, 2024
- Contravention Orders523. Contravention Order- TCL $24,200.00 June 26, 2024
- Material Changes524. WCO – Change to Senior Officer – Raoul Glynn and Hiram Murillo June 26, 2024
- Registrants' Financial Statements525. West Indies Stockbrokers Limited Audited Financial Statements for the year ended 31 October 2023 June 25, 2024
- Registrants' Financial Statements526. RBC Investment Management (Caribbean) Limited Audited Financial Statements for the year ended 31 October 2023 June 25, 2024
- Registrants' Financial Statements527. Firstline Securities Limited Audited Financial Statements for the year ended 31 December 2023 June 25, 2024
- Registrants' Financial Statements528. Citicorp Merchant Bank Limited Audited Financial Statements for the year ended 31 December 2023 June 25, 2024
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.