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- Material Changes745. SPORTT – Change to Board of Directors – Esther Burrowes August 7, 2024
- Market Activity Report746. SPORTT – Change to Board of Directors – Esther Burrowes August 6, 2024
- Material Changes747. SPORTT – Change to Board of Directors – Michael L. Romany, Alison Hall, Attiba Ifill August 6, 2024
- Contravention Orders748. Contravention Order- TSTT – $39,150.00 July 31, 2024
- Administrative Fines Orders749. Contravention Order- AMBL- $1,000.00 July 31, 2024
- Administrative Fines Orders750. Contravention Order- DFL- $1,000.00 July 31, 2024
- Administrative Fines Orders751. Contravention Order- MPF – $1,000.00 July 31, 2024
- Administrative Fines Orders752. Contravention Order- PLIPDECO- $1,000.00 July 31, 2024
- Administrative Fines Orders753. Contravention Order-TTMBL- $1,000.00 July 31, 2024
- Material Changes754. RBC – Change to Senior Officer- Guzman, McLaughlin, Publicover, Neilsen, Amato-Guaci July 26, 2024
- Material Changes755. AHL – Change to Senior Officer – Shashi Seecharan July 26, 2024
- Material Changes756. SPORTT – Change to Board of Directors – Raoul Jomo Pitt July 24, 2024
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.