PUBLIC NOTICE – Persons and Entities Not Registered with the TTSEC- August 18th 2025

PUBLIC NOTICE

Persons and Entities Not Registered with TTSEC

The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) is the regulator for the securities industry in Trinidad and Tobago.

As part of its mandate to educate the public on the securities industry, we issue this Public Notice (“Notice”) to provide investors with essential information for identifying whether an entity or individual which they are considering investing in might be unregistered.

The TTSEC wishes to bring to the attention of the general public that the following list of persons and entities are NOT registered with the TTSEC.

Read full Notice here: Public Notice- Persons or entities Not Registered with the TTSEC Q3- August 18th 2025

Scroll to Top

Acts

Bye-Laws

Rules

Orders

Guidelines

SRO Rule Making

Circulars, Bulletins, Policy Statements

Market Guidance

Proposed Bye-Laws, Rules, Guidelines & Policies

Registration

Prudential Requirements and Filings

AML-CFT-CPF

VA/VASP Regulatory Sandbox

Trinidad and Tobago’s 3rd National ML/TF Risk Assessment

Investor Protection

Submit a Tip or Complaint

Resources for Investors

Orders

Notices

Media & Communications

Policy, Publications and Research

Our History

Who We Are

Our Leadership

Careers

Memorandums of Understanding

Procurement

Factsheets

Contact Us