• • Home
  • About Us
    • Vision and Mission
    • Powers and Functions
    • Board of Commissioners
    • Past Board Members
    • Divisional Profiles
    • Investor Complaints
    • Career Opportunities
    • Current Vacancies
    • Factsheets
    • Contact Us
    • Cooperation
      • International
      • Domestic
  • Registration
    • Registered Companies, Individuals
    • Manual Registration and Renewal
    • Checklists for Registration and Renewal of Registration
  • Filings
    • Material Change
    • Documents Filed-Securities Registrations
    • Registrants’ Financial Statements
  • MMRF Forms
    • CBTT
    • SRO
  • Legal Framework
    • By-Laws
    • Contraventions
    • Decisions / Settlements
    • Guidelines
    • Legislation
    • Notices
    • Notices of Hearing
    • Orders
    • Proposed By-Laws
    • Proposed Guidelines
    • Proposed Legislation
    • Rules
    • Draft Policies
    • CIS Bye-Laws
    • Procurement
  • AML-CFT
    • Beneficial Ownership
    • Checklist for the approval of Compliance Officers
    • Fit & Proper Criteria for Approval of Compliance Officers
    • AML-CFT FAQs
    • Compliance Officer Application Form
    • Public Statements
    • AML-CFT Updates
    • Draft Policies
  • Investor Protection
    • Complaints Procedure
    • Complaints Online Form
    • Brochure – How to Complain
    • Fraud Awareness
    • Glossary of Terms
    • Investor Alerts
  • Publications and Research
    • Annual Reports
    • Published Articles
    • Circular Letters
    • COVID-19
    • Market Newsletter
    • Securities Market Bulletin
    • Weekly Bulletin
    • CIS Data and Statistics
    • Reports
    • Guidance
    • List of Registrants
    • Brochures/Calendar
    • Approved Designated Foreign Jurisdictions
    • FOIA Statement
    • Research
  • Media Room
    • Media Releases
    • Events
    • Speeches/Presentations
    • Audio
    • Photos
    • Videos

Tag Archives: Filings

AHL – Change to Senior Officer – Mr. Romesh Singh

AHL – Change-to-Senior-Officer-Mr-Romesh-Singh

AHL – Change to Senior Officer – Mr. Robert Wong

AHL – Change-to-Senior-Officer-Mr-Robert-Wong

SIJL – Change to Senior Officer – Ms. Michelle Wright

SIJL- Change-to-Senior-Officer-Ms-Michelle-Wright

JMMBGL – Change to Board of Directors – Mrs. Dailey-Smith

JMMBGL – Change-to-Board-of-Directors-Mrs-Dailey-Smith

GHL – Change to Senior Officer – Larry Olton

GHL- Change-to-Senior-Officer-Larry-Olton

TCL – Take Over Bid

tcl-take-over-bid

GML – Change to Board of Directors – Mr. Brian Copeland

GML – Change-to-Board-of-Directors-Mr-Brian-Copeland

AHL – Changes to Senior Officers – Mr. Robert Wong and Ms. Genevieve Jodhan

AHL – Changes-to-Senior-Officers-Mr-Robert-Wong-and-Ms-Genevieve-Jodhan

RML – Offer and takeover bid

rml-offer-and-take-over-bid

TTUTC – Change to Senior Officer – J. Grant

ttutc-change-to-senior-officer-j-grant