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Tag investor alert

Tag Archives: investor alert

Public notice

The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) wishes to advise shareholders of The Barbados Shipping and Trading Company Limited (“BS&T”)

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TTSEC •24 Oct 2007Investor Alerts investor alert

Public Notice

The public is hereby advised that J&S Finance Company Limited, Beyond Accounting Services Limited and Barcon Limited are not, and have never been, registered with the Trinidad and Tobago Securities and Exchange Commission (“the Commission”)

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TTSEC •10 Sep 2007Investor Alerts investor alert

Public Notice re Ramy Ghattas

The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) has confirmed that a foreign national, Mr. Ramy Ghattas an employee or agent of Bear, Stearns & Co. Inc. (“Bear Stearns”), has on a number of occasions visited and conducted business of a securities nature in the Republic of Trinidad and Tobago.

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TTSEC •26 Nov 2006Investor Alerts investor alert

Media Release

The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) is warning investors to check the registration status of any person or company purporting to deal in securities or offering investment advice.

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TTSEC •13 Sep 2006Media Releases investor alert

Be on your Guard against….. Market Manipulation Schemes

Manipulation connotes intentional or willful conduct designed to deceive or defraud investors by controlling or distorting market activity. Non-disclosure or false or misleading information is usually essential to the success of a manipulative scheme.

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TTSEC •1 Aug 2005Investor Articles Adults, investing, investor alert, market manipulation schemes

TTSEC Warns Investors of….. Pyramid, other “Get Rich Quick” Schemes

The Ponzi scheme derives its name after the famous Carl Ponzi whose case came to the forefront in the 1920’s. Ponzi stole US$9.8 million in a scheme which operated in Boston. Over 10 thousand investors were involved.

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TTSEC •1 Jul 2005Investor Articles investing, investor alert, pyramid schemes, Scams
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    TTSEC

    • Home
    • About Us
      • Vision and Mission
      • Powers and Functions
      • Board of Commissioners
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        • International
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    • Registration
      • Registered Companies, Individuals
      • Manual Registration and Renewal
      • Checklists for Registration and Renewal of Registration
    • Filings
      • Material Change
      • Documents Filed-Securities Registrations
      • Registrants’ Financial Statements
    • MMRF Forms
      • CBTT
      • SRO
    • Legal Framework
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      • Contraventions
      • Decisions / Settlements
      • Guidelines
      • Legislation
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      • Notices of Hearing
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      • Proposed By-Laws
      • Proposed Guidelines
      • Proposed Legislation
      • Rules
      • Draft Policies
      • CIS Bye-Laws
      • Procurement
    • AML-CFT
      • Beneficial Ownership
      • Checklist for the approval of Compliance Officers
      • Fit & Proper Criteria for Approval of Compliance Officers
      • AML-CFT FAQs
      • Compliance Officer Application Form
      • Public Statements
      • AML-CFT Updates
      • Draft Policies
    • Investor Protection
      • Complaints Procedure
      • Complaints Online Form
      • Brochure – How to Complain
      • Fraud Awareness
      • Glossary of Terms
      • Investor Alerts
    • Publications and Research
      • Annual Reports
      • Published Articles
      • Circular Letters
      • COVID-19
      • Market Newsletter
      • Securities Market Bulletin
      • Weekly Bulletin
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