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Tag settlement

Tag Archives: settlement

Order for settlement re Neal and Massy Holdings Ltd.

In The Matter of a Contravention of Section 66(3) of The Securities Industry Act, 1995 (Act No. 32 of 1995) by Neal & Massy Holdings Limited (“the Reporting Issuer”) in Respect of the failure to file with the Commission and issue a Press Release

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TTSEC •10 Feb 2011Orders (Contraventions) contravention, order, settlement

Order for settlement for PLIPDECO

In the Matter of Contravention of Section 64 (3) of the Securities Industry Act, 1995
by Point Lisas Industrial Port Development Corporation Limited

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TTSEC •8 Feb 2011Orders (Contraventions) contravention, order, settlement

Order for settlement re WITCO

In The Matter of the Contravention of Section 66 (2) of the Securities Industry Act, 1995
And By-Law 55(1) of the Securities Industry By-Laws, 1997 By West Indian Tobacco Company Limited

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TTSEC •8 Feb 2011Orders (Contraventions) contravention, order, settlement

Order for settlement re Dynamic Equity Fund II Limited

In The Matter of a Contravention of
Section 66 (2) of the Securities Industry Act, 1995 and By-Law 55(1) of the Securities Industry By-Laws, 1997 By Dynamic Equity Fund II Limited

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TTSEC •8 Feb 2011Orders (Contraventions) order, settlement

Order for settlement re RBTT Bank Barbados Limited

In The Matter of a Contravention of By Law 56 (1)of the Securities Industry By-Laws, 1997
By RBTT Bank Barbados Limited and In The Matter of a Contravention of Section 66(1)(a) of the Securities Industry Act, 1995 By RBTT Bank Barbados Limited

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TTSEC •8 Feb 2011Orders (Contraventions) contravention, order, settlement

Order for settlement re Jamaica Select Fund Limited

In The Matter of a Contravention of Section 66 (2) of the Securities Industry Act, No. 32 of 1995 And By-Law 55(1) of the Securities Industry By-Laws, 1997 By Jamaica Select Fund Limited

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TTSEC •8 Feb 2011Orders (Contraventions) contravention, order, settlement

Order for settlement re RBTT Bank Barbados

In The Matter of The Contravention of
Section 66 (2) of the Securities Industry Act, 1995 and By-Law 55(1) of the Securities Industry By-Laws, 1997 By RBTT Bank Barbados Limited

AND

In The Matter of
Rule 61 and Rule 62 of
Securities Industry

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TTSEC •8 Feb 2011Orders (Contraventions) contravention, order, settlement

Order for settlement re Dynamic Equity Venture Fund Ltd

In the Matter of a Contravention of By-law 56(1) of The Securities Industry By-laws, 1997 By Dynamic Equity Venture Fund Limited

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TTSEC •8 Feb 2011Orders (Contraventions) contravention, order, settlement

Order 2 for settlement re Dynamic Equity Fund II Ltd.

In the Matter of a Contravention of By-law 56(1) of The Securities Industry By-laws, 1997
By Dynamic Equity Fund II Limited

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TTSEC •8 Feb 2011Orders (Contraventions) contravention, order, settlement

Order for settlement re PTSC

In the Matter of a Contravention of By-law 56(1) of The Securities Industry By-Laws, 1997
By Public Transport Service Corporation

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TTSEC •8 Feb 2011Orders (Contraventions) contravention, order, settlement
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    TTSEC

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