Registration of Securities of Trinidad and Tobago
In last week’s article, we explained the options available in the securities market to raise capital/funds. These included the issuance […]
TTSEC
Raising Capital in the securities market
COVID-19 has given rise to  financial challenges  among several small and medium-sized local enterprises and conglomerates. During this period of
TTSEC Notice of Reopening
The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) announces that on Monday 8th June, 2020, its Office located
Customer Due Diligence
Customer Due Diligence We have often asked ourselves while trying to conduct various types of business activities, why do financial
Statement of Substance and Purpose, Uncategorized
Re: Statement of Substance and Purpose – Draft By-Laws for Portfolio Manager
STATEMENT OF SUBSTANCE & PURPOSE ON TRINIDAD AND TOBAGO SECURITIES AND EXCHANGE COMMISSION’s DRAFT BY LAWS 2020 for creation of
Compliance Programmes for the Securities Market
As part of our focus on Anti-Money Laundering and Combating the Financing of Terrorism (“AML/ CFT”), last week we explained
Notices
Notice of Amendments To Securities Act, Chapter 83:02 Of the Laws of Trinidad and Tobago
Please be advised that on the 8th May 2020, Her Excellency Paula-Mae Weekes O.R.T.T., President of the Republic of Trinidad
Acts, Legislation, Legislative Documents
Miscellaneous Provisions Act 2020, Miscellaneous Amendments Act 2020
The Securities Act is amended— (a) in section 14, by inserting after subsection (5), the following subsections: Read
Ensuring Compliance with AML/CFT
In this week’s article the respective roles of the regulator and the registrants in ensuring Anti Money Laundering and Combating