In the Matter of the Contravention of Section 136(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago by Charles Pashley. Contravention Order re Charles Pashley – $148,000.00
In the Matter of the Contravention of Section 64(1)(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago by Airports Authority of Trinidad and Tobago. Contravention Order re Airports Authority of Trinidad and Tobago – $1,000.00
The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) was established under the Securities Industry Act 1995 (SIA 1995) which was repealed and replaced by the Securities Act 2012 (SA 2012). The SA 2012 prescribes the legal framework for the functioning of the TTSEC. This article outlines the regulatory framework …
The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) advises members of the public, of the re-issue of the Draft Portfolio Manager By-Laws (“Draft Portfolio Manager By-Laws, 2021”) for public comment. These By-Laws are being proposed under section 148(1)(b) of the Securities Act, Chap. 83:02 of the Laws of …
THE PORTFOLIO MANAGER BY-LAWS, 2021 PART I PRELIMINARY Draft Portfolio Manager By-laws 2021 – March 22nd 2021 for publication Revised Statement of Substance Purpose re Draft By-Laws for PM By-Laws 2021 – FINAL
Individuals may generally consider saving as an option when making their financial plans and may even utilise the method of “putting money under the mattress”. However, no growth is possible via this saving method and a loss in the value of the saving may result due to inflation, as the …
In last week’s article we discussed the differences between equity and debt financing for Small and Medium Enterprises (SMEs). A major factor to consider when considering debt or equity financing is the overall cost of regulatory compliance. This refers to all the expenses a Registrant incurs to adhere to industry …
In The Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws, 2015 By Murphy Clarke Financial Limited Murphy Clarke Financial Limited
Small and Medium Enterprises (SMEs) may encounter many challenges when raising capital to finance the development of their businesses. These challenges can have the potential to hinder the development of the SME and also stifle economic development. Equity financing and debt financing are two (2) methods of raising capital utilised …
In The Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws 2015 By Telecommunications Services of Trinidad and Tobago Limited TSTT – Audited Financials
