RE: Interim Measure in Response to COVID-19
Effective March 23, 2020 Customer Service Protocol Registrants and Visitors to the Commission will be now be required to complete […]
Media Releases
TTSEC
Published Articles
COVID -19 and the T&T Securities Industry
On February 3, 2020, China’s financial sector recorded one of its worst days, with equities decreasing as much as 9.1
Risk Based Supervision: Why it\’s important
Financial regulators globally previously utilised traditional supervisory approaches to market regulation which focused on a Rules-Based System of control. This
Corporate Governance and the Securities Market
Registrants of the Trinidad and Tobago Securities and Exchange Commission (TTSEC) play an important role in the development and stability
FOIA Statements
FOIA Statement 2020
PUBLIC STATEMENT OF THE TRINIDAD AND TOBAGO SECURITIES AND EXCHANGE COMMISSION FREEDOM OF INFORMATION ACT 1999 CHAPTER 22:02 (FOIA) In
Published Articles
Building a Culture of Regulatory Compliance (Part 2)
As the regulator for the securities industry, establishing regulatory compliance requires continuous vigilance and resources. Simultaneously, as our regulatory demands
Building a Culture of Regulatory Compliance (Part 1)
Regulatory compliance is essential to the orderly functioning of the securities market. Registrants registered with the Commission should establish effective
Who\’s Who in the Securities Market
Entities that engage in activities specified within the respective legislation that govern the TTSEC and the CBTT are required to
Decisions / Settlements, Uncategorized
Settlement Agreement – Hassan Phillip Rahaman
In the matter of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (“the