Enterprise Risk Management Process
Last week we explored the minimum capital requirements under Pillar 1 of Basel III. This week, we will focus on […]
Published Articles
TTSEC
Risk-Based Capital Adequacy Regulations
The globalisation of financial institutions and the resultant change in their risk profiles, necessitated regulatory requirements for firms to maintain,
Impact of Global Conflict
This week’s article seeks to discuss some potential effects of global conflict on the local securities market. Globalisation has led
Significance of Global Money Week
This week we look at Global Money Week (GMW) and its significance as an annual global awareness-raising campaign on the
Published Articles
Investment Strategies: Active vs. Passive
This week’s article discusses the difference between two types of investment strategies which the portfolio manager may utilise in the
Published Articles
The Cost of Investing
Participating in the securities market comes at a financial cost. This week’s article focuses on the types of costs incurred
FOIA Statements
FOIA Statement 2022
PUBLIC STATEMENT OF THE TRINIDAD AND TOBAGO SECURITIES AND EXCHANGE COMMISSION FREEDOM OF INFORMATION ACT 1999 CHAPTER 22:02 (FOIA) In
FOIA Statements
FOIA Statement 2021
PUBLIC STATEMENT OF THE TRINIDAD AND TOBAGO SECURITIES AND EXCHANGE COMMISSION FREEDOM OF INFORMATION ACT 1999 CHAPTER 22:02 (FOIA) In
Published Articles
Importance of the Securities Market (Part 1)
The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) is an autonomous agency whose primary roles are the protection of
Published Articles
The Governing Laws of the Securities Industry in Trinidad and Tobago
As we approach our 25th anniversary of protecting investors and fostering the orderly growth and development of the local capital