In the Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47 (c) of the Securities (General) By-Laws 2015 By National Investment Fund Holding Company Limited Read more >>>> Contravention Order re National …
In the Matter of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws 2015 By National Enterprises Limited Read more >>>> Contravention Order re National Enterprises Limited – $61,000.00
PUBLIC STATEMENT OF THE TRINIDAD AND TOBAGO SECURITIES AND EXCHANGE COMMISSION FREEDOM OF INFORMATION ACT 1999 CHAPTER 22:02 (FOIA) In compliance with Sections 7, 8 and 9 of the Freedom of Information Act, 1999 (FOIA). In accordance with Sections 7, 8 and 9 of the Freedom of Information Act, 1999 …
PUBLIC STATEMENT OF THE TRINIDAD AND TOBAGO SECURITIES AND EXCHANGE COMMISSION FREEDOM OF INFORMATION ACT 1999 CHAPTER 22:02 (FOIA) In compliance with Sections 7, 8 and 9 of the Freedom of Information Act, 1999 (FOIA). In accordance with Sections 7, 8 and 9 of the Freedom of Information Act, 1999 …
The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) is an autonomous agency whose primary roles are the protection of investors and fostering the orderly growth and development of the local capital market. While securities regulation exists to protect investors and foster growth in the market, the ultimate goal of …
As we approach our 25th anniversary of protecting investors and fostering the orderly growth and development of the local capital market, the Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) remains committed to its mandate. The TTSEC is an autonomous agency which was established as a body corporate, by virtue …
An English poet, John Donne famously wrote that “no man is an island.” An old adage which can also speak to the interconnectedness of financial markets and how their actions impact the global economy. The global financial crisis of 2007 – 2008 (“the financial crisis”) serves as a stark reminder …
As per Section 6 of the Securities Act, Chapter 83:02, of the Laws of the Republic of Trinidad and Tobago (SA), one of the critical functions of the Trinidad and Tobago Securities and Exchange Commission (TTSEC), is to “assess, measure and evaluate risk exposure in the securities industry”. The Micro …
This week’s article looks at how debt plays an important part in wealth creation. More specifically, we shall look at two (2) key concepts within the capital markets: Margin Trading and Leverage. They are interconnected concepts that utilise debt for the purpose of wealth creation. It should be noted that …
In the Matter of Section 8 and 16 of the Securities Act, Chapter 83:02 AND In the matter of the delegation of specific responsibilities, powers and functions of the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) to a member of the Board of Commissioners (“the Board”) Read …
