Tag Archives: TTSEC
The Cost of Regulatory Compliance

In last week’s article we discussed the differences between equity and debt financing for Small and Medium Enterprises (SMEs). A major factor to consider when considering debt or equity financing is the overall cost of regulatory compliance. This refers to all the expenses a Registrant incurs to adhere to industry …
Contravention Order re: Murphy Clarke Financial Limited
In The Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws, 2015 By Murphy Clarke Financial Limited Murphy Clarke Financial Limited
SME Financing – Equity vs. Debt

Small and Medium Enterprises (SMEs) may encounter many challenges when raising capital to finance the development of their businesses. These challenges can have the potential to hinder the development of the SME and also stifle economic development. Equity financing and debt financing are two (2) methods of raising capital utilised …
William Jeffery Yabuki -Connected Person – $105,000
In the Matter of the Contravention of Section 136(1) and (2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago by William Jeffery Yabuki William Jeffery Yabuki -Connected Person – $105,000.docx 1
Contravention Order re: TSTT – Audited Financials
In The Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws 2015 By Telecommunications Services of Trinidad and Tobago Limited TSTT – Audited Financials
Contravention Order re: TSTT Annual Report
In The Matter of the Contravention of Sections 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws 2015 By Telecommunications Services of Trinidad and Tobago Limited TSTT – Annual Report
Contravention Order re: Republic TT$ Fixed Income Securities Fund – Revised Registration – $52,000
In the Matter of the Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago by Republic TT$ Fixed Income Securities Fund Republic TT$ Fixed Income Securities Fund – Revised Registration – $52,000
Contravention Order re; Marquis Portfolio Managers Limited – Quarterly Calculation of Capital
In The Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws 2015 By Marquis Portfolio Managers Limited Marquis Portfolio Managers Limited – Quatrly Calculation of Capital
Contravention Order re: LJ Williams – Interim Financial Statements
In The Matter of Contraventions of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By L.J. Williams Limited LJ williams – Interim Financial Statements