Opening remarks
AML – CFT MARKET OUTREACH SESSION
TTSEC
Acts, Legislation
The Securities Act 2012 (as Amended)
On September 10, 2014 the President of the Republic of Trinidad and Tobago assented to the Securities (Amendment) Act, 2014, Act No. 9 of 2014, which amended the Securities Act, 2012 (\”SA 2012\”).
Orders, Other
Order re Barclays Wealth and Investment Management
In the Matter of an Application by Barclays Wealth and Investment Management for the removal of Barclays Investment Funds (Luxembourg) from the Commission\’s Register of Mutual Funds
Delisting and Deregistration Orders, Orders
Order re de-registration of Trinidad Select Index Fund
In the Matter of an Application by JMMB Securities Limited for the de-registration of Trinidad Select Index Fund Limited as a Reporting Issuer and a Collective Investment Scheme
Delisting and Deregistration Orders, Orders
Order re de-registration of Jamaica Select Index Fund Ltd
In the Matter of an Application by JMMB Securities Limited for the de-registration of Jamaica Select Index Fund Limited as a Reporting Issuer and a Collective Investment Scheme
Media Releases
TTSEC signs MOU with TTSE
On October 22, the TTSEC signed an MOU with the TTSE to solidify the relationship of the regulator (TTSEC) and the self-regulatory organisation (TTSE). This is the fifth agreement signed and formalised by the TTSEC over the past eighteen months.
Material Change
RBCMB Changes to the Board of Directors – Mr Roger Packer
RBCMB Changes to the Board of Directors – Mr Roger Packer
Media Releases
TTSEC re-elected to IOSCO Board
The Trinidad and Tobago Securities and Exchange Commission (TTSEC) has been re-elected to sit on the Board of the International Organization of Securities Commissions (\”IOSCO\”), until 2016