You Invest. We protect. Everyone Benefits!
Facebook YouTube LinkedIn RSS
About EASiFINTECH
  • Home
  • menu-icon-ttsec-2About Us
    • Vision and Mission
    • Powers and Functions
    • Board of Commissioners
    • Past Board Members
    • Divisional Profiles
    • Investor Complaints
    • Career Opportunities
    • Current Vacancies
    • Factsheets
    • Contact Us
    • Cooperation
      • International
      • Domestic
      • Close
    • Close
  • registrationRegistration
    • Registered Companies, Individuals
    • Manual Registration and Renewal
    • Checklists for Registration and Renewal of Registration
    • Close
  • menu-icon-filingFilings
    • Material Change
    • Documents Filed-Securities Registrations
    • Registrants’ Financial Statements
    • Close
  • mmrf_formsMMRF Forms
    • CBTT
    • SRO
    • Close
  • menu-icon-legalLegal Framework
    • By-Laws
    • Contraventions
    • Decisions / Settlements
    • Guidelines
    • Legislation
    • Notices
    • Notices of Hearing
    • Orders
    • Proposed By-Laws
    • Proposed Guidelines
    • Proposed Legislation
    • Rules
    • Draft Policies
    • CIS Bye-Laws
    • Procurement
    • Close
  • menu-icon-amlAML-CFT
    • Beneficial Ownership
    • Checklist for the approval of Compliance Officers
    • Fit & Proper Criteria for Approval of Compliance Officers
    • AML-CFT FAQs
    • Compliance Officer Application Form
    • Public Statements
    • AML-CFT Updates
    • Draft Policies
    • Close
  • protection-shieldInvestor Protection
    • Complaints Procedure
    • Complaints Online Form
    • Brochure – How to Complain
    • Fraud Awareness
    • Glossary of Terms
    • Investor Alerts
    • Close
  • menu-icon-publicationsPublications and Research
    • Annual Reports
    • Published Articles
    • Circular Letters
    • COVID-19
    • Market Newsletter
    • Securities Market Bulletin
    • Weekly Bulletin
    • CIS Data and Statistics
    • Reports
    • Guidance
    • List of Registrants
    • Brochures/Calendar
    • Approved Designated Foreign Jurisdictions
    • FOIA Statement
    • Research
    • Close
  • menu-icon-mediaMedia Room
    • Media Releases
    • Events
    • Speeches/Presentations
    • Audio
    • Photos
    • Videos
    • Close
 
    • Home
    • About Us
      • Vision and Mission
      • Powers and Functions
      • Board of Commissioners
      • Past Board Members
      • Divisional Profiles
      • Investor Complaints
      • Career Opportunities
      • Current Vacancies
      • Factsheets
      • Contact Us
      • Cooperation
        • International
        • Domestic
    • Registration
      • Registered Companies, Individuals
      • Manual Registration and Renewal
      • Checklists for Registration and Renewal of Registration
    • Filings
      • Material Change
      • Documents Filed-Securities Registrations
      • Registrants’ Financial Statements
    • MMRF Forms
      • CBTT
      • SRO
    • Legal Framework
      • By-Laws
      • Contraventions
      • Decisions / Settlements
      • Guidelines
      • Legislation
      • Notices
      • Notices of Hearing
      • Orders
      • Proposed By-Laws
      • Proposed Guidelines
      • Proposed Legislation
      • Rules
      • Draft Policies
      • CIS Bye-Laws
      • Procurement
    • AML-CFT
      • Beneficial Ownership
      • Checklist for the approval of Compliance Officers
      • Fit & Proper Criteria for Approval of Compliance Officers
      • AML-CFT FAQs
      • Compliance Officer Application Form
      • Public Statements
      • AML-CFT Updates
      • Draft Policies
    • Investor Protection
      • Complaints Procedure
      • Complaints Online Form
      • Brochure – How to Complain
      • Fraud Awareness
      • Glossary of Terms
      • Investor Alerts
    • Publications and Research
      • Annual Reports
      • Published Articles
      • Circular Letters
      • COVID-19
      • Market Newsletter
      • Securities Market Bulletin
      • Weekly Bulletin
      • CIS Data and Statistics
      • Reports
      • Guidance
      • List of Registrants
      • Brochures/Calendar
      • Approved Designated Foreign Jurisdictions
      • FOIA Statement
      • Research
    • Media Room
      • Media Releases
      • Events
      • Speeches/Presentations
      • Audio
      • Photos
      • Videos
Tag TTSEC

Tag Archives: TTSEC

Order Re:De-registration of LABIDCO as a Reporting Issuer

TRINIDAD AND TOBAGO SECURITIES AND EXCHANGE COMMISSION In the Matter of Section 71 of the Securities Act 2012 and in the Matter of an Application for the de-registration of La Brea Industrial Development Company Limited as a Reporting Issuer. De-registration of LABIDCO

Nicole Bachan •10 Aug 2016Orders LABIDCO, order, TTSEC

Order Re: Delisting of Flavorite Foods Limited’s Shares

In the Matter of Section 45 of the Securities Act 2012 and In the Matter of an Application for the delisting of the Ordinary Shares of Flavorite Foods Limited from the Official List of the Trinidad and Tobago Stock Exchange. Delisting of shares – Flavorite Foods Ltd

Nicole Bachan •10 Aug 2016Orders delisting, Flavorite Foods, order, TTSEC

Order Re: Appointment of a Hearing Panel and a Settlement Panel

In the Matter of Section 21 of the Securities Act 2012 and In the Matter of the Appointment of a Hearing Panel, a Pre-Hearing Conference Panel and a Settlement Panel respectively in accordance with the Securities Industry (Hearings and Settlements) Practice Rules 2008. Appointment of Settlement Panel, Hearing Panel

Nicole Bachan •3 Aug 2016Legislation, Orders Hearing and Settlement Panel, order, TTSEC

TTSEC- Insider Trading

TTSEC- Insider Trading

Anika Noel •27 Jun 2016Speeches insider trading, Speeches, TTSEC

Professional Liability of Accountants and Auditors

Professional Liability of Accountants and Auditors

Anika Noel •27 Jun 2016Speeches Accountability, Liability, Speeches, TTSEC

Financial Accountants and Auditors in the Securities Market

Financial Accountants and Auditors in the Securities Market

Anika Noel •27 Jun 2016Speeches Audits, Financial Accountants, TTSEC

An Introduction to the Trinidad and Tobago Securities and Exchange Commission

An Introduction to the Trinidad and Tobago Securities and Exchange Commission

Anika Noel •27 Jun 2016Presentations, Speeches Presentation, TTSEC

Updated Sample Compliance Officer form

An application for the approval of Compliance Officers in reference to the TTSEC’s AML-CFT guidelines can be submitted via this form.

Continue reading

TTSEC •24 Jun 2016Guidelines AML-CFT, compliance officer form, TTSEC

SIJL – Change to Board of Directors – Mr. Bruce Bowen

SIJL – Change to Board of Directors – Mr. Bruce Bowen

Anika Noel •15 Jun 2016Material Change material change, SIJL, TTSEC

RE: Notice to minority shareholders and former employees BWIA

The Trinidad and Tobago Securities and Exchange Commission advises the minority shareholders and former employees of BWIA West Indies Airways Limited, that the ex-gratia payment in the sum of $0.20 (20 cents) per share will be available through the Ministry of Finance effective June 13, 2016. BWIA

Nicole Bachan •14 Jun 2016Notices BWIA, Notice, TTSEC
«‹6061626364›»
Investor Education Get Answers and Tools Lodge a Complaint Useful Links
Follow us on
  • Facebook
  • YouTube
  • Twitter
  • LinkedIn
  • Our Blog
  • Android App
  • IOS App
  • RSS
  • Contact Information
  • Privacy Policy
  • Career Opportunities
  • Terms of Use
  • © Copyright 2015 Trinidad and Tobago Securities and Exchange Commission

    TTSEC

    • Home
    • About Us
      • Vision and Mission
      • Powers and Functions
      • Board of Commissioners
      • Past Board Members
      • Divisional Profiles
      • Investor Complaints
      • Career Opportunities
      • Current Vacancies
      • Factsheets
      • Contact Us
      • Cooperation
        • International
        • Domestic
    • Registration
      • Registered Companies, Individuals
      • Manual Registration and Renewal
      • Checklists for Registration and Renewal of Registration
    • Filings
      • Material Change
      • Documents Filed-Securities Registrations
      • Registrants’ Financial Statements
    • MMRF Forms
      • CBTT
      • SRO
    • Legal Framework
      • By-Laws
      • Contraventions
      • Decisions / Settlements
      • Guidelines
      • Legislation
      • Notices
      • Notices of Hearing
      • Orders
      • Proposed By-Laws
      • Proposed Guidelines
      • Proposed Legislation
      • Rules
      • Draft Policies
      • CIS Bye-Laws
      • Procurement
    • AML-CFT
      • Beneficial Ownership
      • Checklist for the approval of Compliance Officers
      • Fit & Proper Criteria for Approval of Compliance Officers
      • AML-CFT FAQs
      • Compliance Officer Application Form
      • Public Statements
      • AML-CFT Updates
      • Draft Policies
    • Investor Protection
      • Complaints Procedure
      • Complaints Online Form
      • Brochure – How to Complain
      • Fraud Awareness
      • Glossary of Terms
      • Investor Alerts
    • Publications and Research
      • Annual Reports
      • Published Articles
      • Circular Letters
      • COVID-19
      • Market Newsletter
      • Securities Market Bulletin
      • Weekly Bulletin
      • CIS Data and Statistics
      • Reports
      • Guidance
      • List of Registrants
      • Brochures/Calendar
      • Approved Designated Foreign Jurisdictions
      • FOIA Statement
      • Research
    • Media Room
      • Media Releases
      • Events
      • Speeches/Presentations
      • Audio
      • Photos
      • Videos