Legislation The Commission is charged with the responsibility of ensuring that market actors comply with the provisions of the Securities Industry Act 1995 and the accompanying regulations, the Securities Industry By-laws 1997. more

Policies and Guidelines In addition to the powers given to the Commission under the Securities Industry Act 1995, the Commission ensures compliance through a number of policies and guidelines aimed at influencing the behaviour of market actors. more

Proposed Regulations Before finalizing a regulation or rule, the Commission publishes the proposed regulation so that the securities industry and other interested persons can comment on it. This helps us to ensure that the proposed regulations properly achieve their regulatory objectives. This section provides the full-text of proposed legislation and regulations. more