Raising Capital in the Securities Market
The sale and purchase of financial assets, such as stocks and bonds, take place in the securities market. The securities […]
Published Articles
Published Articles
Equity Valuations
Before investing, it is important to understand the value of a stock and whether it is worth your investment.
Published Articles
TTSEC Marks 25 Years as Regulator over TT$305Bn Industry
This year, 2022, the Trinidad and Tobago Securities and Exchange Commission (TTSEC) will commemorate 25 years, in operation, as regulator
Media Releases
TTSEC Celebrates 25 Years with an Interfaith Service
The Trinidad and Tobago Securities and Exchange Commission (TTSEC) will host an interfaith service, on Friday 6th May, 2022, to
Importance of Records Management in a Crisis
With the far-reaching implications of COVID-19 as the backdrop, leaders in the areas of archives and records management were diligently
Published Articles
Enterprise Risk Management Process
Last week we explored the minimum capital requirements under Pillar 1 of Basel III. This week, we will focus on
Risk-Based Capital Adequacy Regulations
The globalisation of financial institutions and the resultant change in their risk profiles, necessitated regulatory requirements for firms to maintain,
COVID-19 and the Local Securities Industry
At the onset of the Coronavirus (“COVID-19”) pandemic, the Trinidad and Tobago Securities and Exchange Commission (TTSEC) began monitoring the
Notices
Notice for Written Comments TTSE Rule 212
Notice for Written Comments TTSE Rule 212 STATEMENT OF SUBSTANCE AND PURPOSE Amendment to Rule 212 – Dealing and account