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Author Archives: Nicole Bachan

Contravention Order – LJ Williams – $9,900.00

In the Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and By-Law 48(1) of the Securities (General) By-Laws 2015 By L.J. Williams Limited   Contravention Order – LJ Williams – $9,900.00

Nicole Bachan •18 Dec 2023Contraventions, Orders, Orders (Contraventions)

Contravention Order – JMMBGL – $32,000.00

In the Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 and By-Law 47(c) of the Securities (General) By-Laws, 2015 By JMMB Group Limited   Contravention Order – JMMBGL – $32,000.00

Nicole Bachan •18 Dec 2023Contraventions, Orders, Orders (Contraventions)

Contravention Order – Endeavour Holdings Limited – $45,000.00

In The Matter of the Contravention of Section 67(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Endeavour Holdings Limited   Contravention Order – Endeavour Holdings Limited – $45,000.00

Nicole Bachan •18 Dec 2023Contraventions, Orders, Orders (Contraventions)

Contravention Order – Endeavour Holdings Limited – $1,000.00

In The Matter of a Contravention of Section 64(1)(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Endeavour Holdings Limited   Contravention Order – Endeavour Holdings Limited – $1,000.00

Nicole Bachan •18 Dec 2023Contraventions, Orders

Contravention Order – Capital Markets Elite Group TT Limited – $16,000.00

In the Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 and By-Law 48(1) of the Securities (General) By-Laws, 2015 of the Laws of the Republic of Trinidad and Tobago By Capital Markets Elite Group (Trinidad and Tobago) Limited   Contravention Order – Capital Markets Elite …

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Nicole Bachan •18 Dec 2023Contraventions, Orders, Orders (Contraventions)

TTSEC Notice-Appointment of Commissioners

NOTICE is hereby given that in accordance with the provisions of Sections 10 (2) and 12 (1) of the Securities Act Chapter 83:02, of the Laws of the Republic of Trinidad and Tobago, that the following persons were recently appointed as Commissioners to the Board of the Trinidad and Tobago …

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Nicole Bachan •13 Dec 2023Notices

TTSEC Inquiring into GETGXL

TTSEC – Trinidad and Tobago Securities and Exchange Commission has taken note of complaints circulating on social media as it pertains to the entity known as GETGXL. The TTSEC is also in receipt of information that was submitted anonymously, and which is currently engaging our attention.   Read more –> …

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Nicole Bachan •13 Dec 2023Investor Alerts, Media Releases

Securities Market Bulletin #10

An overview of the securities market for the year 2022.   Securities Market Bulletin_2022

Nicole Bachan •8 Nov 2023Securities Market Bulletin

Annual Report 2021

TTSEC Annual Report 2021   Annual Report 2021  

Nicole Bachan •3 Oct 2023Annual Reports

Circular Letter – Revised CIS Volume Report

Implementation of the Revised Volume Reports for Collective Investment Schemes The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) wishes to advise registrants that the Board of Commissioners has approved the implementation of the Revised Volume Report (“the Volume Report”) by Order of the Commission effective 01st day of …

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Nicole Bachan •6 Sep 2023Circular Letters
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    TTSEC

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