In the matter of the contraventions of section 66(1) of the Securities Industry Act, 1995 and By-Law 56(1)of the Securities Industry By-Laws, 1997 by Trinidad Select Index Fund Ltd.
In the matter of contraventions of Sections 66(2) and 66(1)of the Securities Act, 1995 and By-Laws 55(1) and 56 (1) of the Securities By-Laws, 1997 by Pan Caribbean Asset Management Ltd
Market Activity Report February 2010.pdf
The Commission hereby publishes an order in the matter of a Contravention of
On the 15th day of January, 2010 the Trinidad and Tobago Stock Exchange Limited (\”the Stock Exchange\”) deemed to be duly registered as a Self-Regulatory Organization under section 34 of the Securities Industry Act, 1995 (\”the SIA\”) filed with the Trinidad and Tobago Securities and Exchange Commission (\”the Commission\”) a proposal of its new rules together with a concise statement of substance and purpose of the proposed rules for the approval of the Commission pursuant to section 40 of the SIA.
The Securities Bill 2010 seeks to provide protection to investors from unfair, improper or fraudulent practices; foster fair and efficient capital markets and confidence in the capital markets in Trinidad and Tobago and to reduce systemic risk; to co-operate with other jurisdictions in the development of fair and efficient capital markets; and for other related matters
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