Order for settlement re GraceKennedy Ltd
In the matter of contraventions of section 66(3) of the Securities Industry Act 1995, by GraceKennedy Ltd.
Orders (Contraventions)
Speeches
The future of AML-CFT in the regulation of the securities industry- A Trinidad and Tobago perspective
AML/CFT Compliance Forum for the Securities Sector
Market Activity Report
Market Activity Report – September 2012
September 2012 Market Activity Report.pdf
Uncategorized
Proposed Legislation
The Commission would like to thank everyone who submitted feedback or attended the Public consultations on the Draft Securities Bill. The revised draft legislation is attached.
Media Releases
TTSEC reminds market actors of their obligations
As the designated \’Supervisory Authority\’ under the Financial Obligations Regulations 2010, the Trinidad and Tobago Securities and Exchange Commission (TTSEC) reminds all securities dealers and investment advisors
of their obligations
Media Releases
TTSEC launches Investor Education competition
The Trinidad and Tobago Securities and Exchange Commission (the Commission) has launched a competition for youths between 14 and 17 years old resident in Trinidad and Tobago. This investor education competition, which runs from July 25 to August 24,
Media Releases
TTSEC announces implementation of Repo guidelines
On April 23rd 2012, the Trinidad & Tobago Securities & Exchange Commission launched the Repurchase Agreement Guidelines to participants in the securities market.
The Commission wishes to advise that the effective implementation date of the Repurchase Agreement Guidelines is July 23rd 2012.
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TTSEC hosts Public Consultations on Draft Securities Bill
\”Regulatory reform is a never ending process as the market being regulated is one that is dynamic; and as situations change, so too must the regulatory framework\”. It is against this backdrop that the TTSEC hosted a series of public consultations.
