Your Rights and Responsibilities as an Investor
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Media Releases
Trinidad and Tobago Securities and Exchange Commission hosts Training Programme
Regional regulators of securities markets from the Bahamas, Barbados and Guyana attended a Securities Investigator\’s Training Programme hosted by the Securities and Exchange Commission (SEC). The training was primarily held for the staff of the Market Regulation & Surveillance, Legal Advisory & Enforcement and Policy Research & Planning Divisions of the Commission.
Media Releases
Rights of minority shareholders in FCIB share purchase
Following agreement between CIBC Investments (Cayman) Limited (\”CICL\”) and Barclays Bank plc (\”Barclays Bank\”) in June 2006 to acquire Barclays Bank\’s 43.7% stake in FirstCaribbean International Bank (\”FirstCaribbean\”), CICL, Barclays Bank and FirstCaribbean agreed with all regional regulators acting in cooperation, that this transaction would be subject to the highest regulatory standards available in each of and all of the jurisdictions.
Draft Bye-Laws
Proposed prospectus By-Laws
A prospectus distributing securities of a collective investments scheme shall comply with the collective Investment Scheme By-Laws
Uncategorized
Securities Bill 2007
This Act may be cited as the Securities Act, 2007. The purposes of this Act are – (a) to provide protection to investors from unfair, improper or fraudulent practices; (b) to foster fair and efficient capital markets and confidence in the capital markets in Trinidad and Tobago and to reduce systemic risk; and (c) to co-operate with other jurisdictions in the development of fair and efficient capital markets. This Act comes into operation on a date to be fixed by the President by Proclamation.
Decisions / Settlements
Decision in regard to the delisting of BWIA
The Trinidad and Tobago Securities and Exchange Commission (\”the Commission\”) held a hearing on Friday December 15, 2006 at the Eastern Credit Union La Joya Auditorium Eastern Main Road, St Joseph to consider an application from the Trinidad and Tobago Stock Exchange (\”the Stock Exchange\”) for the de-listing of the shares of BWIA West Indies Airways Limited (\”BWIA\”).
Media Releases
Request for the delisting of BWIA
The Trinidad and Tobago Securities and Exchange Commission (\”the Commission\”) held a hearing on Friday December 15, 2006 at the Eastern Credit Union La Joya Auditorium Eastern Main Road, St Joseph to consider an application from the Trinidad and Tobago Stock Exchange (\”the Stock Exchange\”) for the de-listing of the shares of BWIA West Indies Airways Limited (\”BWIA\”).
Investor Alerts
Investor Notice re ISCI Global
The public is hereby advised that ISCI Global Limited is no longer registered with the Trinidad and Tobago Securities and Exchange Commission as an investment adviser and is therefore no longer authorized to conduct such business.