Circular Letter – Revised CIS Volume Report
Implementation of the Revised Volume Reports for Collective Investment Schemes The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) […]
Circulars
Events
Consideration in Crypto Asset Regulation – Panel Discussion Presentations
Event – Panel discussion: Considerations in Crypto Asset Regulation Date – Tuesday, September 5th, 2023 from 10am-12pm Venue – Central
Delisting and Deregistration Orders, Orders
NIF 1200M BOND DELISTING ORDER
In the Matter of Section 45 (1) of the Securities Act Chapter 83:02 of the Laws of the Republic of
Orders, SROs Orders
Order re Approval of TTSE Rules 210 and 227
In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited (“the TTSE”) for the amendment of
Notices
Notice of Extension – Draft Risk Based Capital and Liquidity Requirements Bye-Laws 2023
The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) proposes to issue the Draft Risk Based Capital and Liquidity
Draft Bye-Laws
Draft Risk Based Capital and Liquidity Requirements Bye-Laws 2023
BYE-LAWS MADE BY THE MINISTER UNDER SECTION 148 OF THE SECURITIES ACT AND SUBJECT TO NEGATIVE RESOLUTION OF PARLIAMENT THE
Administrative Fines Orders, Contravention Orders, Orders, Orders (Contraventions)
Contravention Order – L.J. Williams- $14,000.00
In The Matter of the Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the
Orders, Orders (Contraventions), Settlement Orders
Contravention Order re Endeavour Holdings Limited – $1,500
In the Matter of the Contravention of Section 66(1) of the Securities Act, Chapter 83:02 of the Laws of the
Contravention Orders, Orders, Orders (Contraventions), Settlement Orders
Contravention Order re Endeavour Holdings Limited – $4,400.00
In the Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the
Administrative Fines Orders, Contravention Orders, Orders, Orders (Contraventions)
Contravention Order re MPC- $124,000.00
In the Matter of the Contravention of Section 64(1)(a) & (c) of the Securities Act, Chapter 83:02 of the Laws