Enterprise Risk Management Process
Last week we explored the minimum capital requirements under Pillar 1 of Basel III. This week, we will focus on […]
Published Articles
Risk-Based Capital Adequacy Regulations
The globalisation of financial institutions and the resultant change in their risk profiles, necessitated regulatory requirements for firms to maintain,
COVID-19 and the Local Securities Industry
At the onset of the Coronavirus (“COVID-19”) pandemic, the Trinidad and Tobago Securities and Exchange Commission (TTSEC) began monitoring the
Notices
Notice for Written Comments TTSE Rule 212
Notice for Written Comments TTSE Rule 212 STATEMENT OF SUBSTANCE AND PURPOSE Amendment to Rule 212 – Dealing and account
Notices
Notice for Written Comments TTSE Rule 227
Notice for Written Comments TTSE Rule 227 Statement of Substance and Purpose Change in the Application of the Closing Price
Impact of Global Conflict
This week’s article seeks to discuss some potential effects of global conflict on the local securities market. Globalisation has led
Significance of Global Money Week
This week we look at Global Money Week (GMW) and its significance as an annual global awareness-raising campaign on the
Published Articles
Investment Strategies: Active vs. Passive
This week’s article discusses the difference between two types of investment strategies which the portfolio manager may utilise in the
Published Articles
The Cost of Investing
Participating in the securities market comes at a financial cost. This week’s article focuses on the types of costs incurred
Published Articles
Importance of the Securities Market (Part 1)
The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) is an autonomous agency whose primary roles are the protection of