Market Conduct and Securities Market Trading
Market participants, in the Trinidad and Tobago securities industry, are expected to conduct their business activities in a manner that […]
Published Articles
Orders, Other
De-Registration Order re Angostura Limited
In the Matter of an Application by Angostura Limited for de-registration as a Reporting Issuer pursuant to Section 71(1)(b) of
Published Articles
Regulatory Requirements for Substantial Shareholders
The Securities Act, Chapter 83:02 (SA), endows the Trinidad and Tobago Securities and Exchange Commission (TTSEC) with various powers to
Speeches
CEO Address and endorsement at Launch of TTSEC Investor Protection Mobile Application
CEO Remarks – Launch IPA Dominic Stoddard – Launch of the Securities and Exchange Commission Investor Protection App
TTSEC Launches Investor Protection Mobile Application
Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) has become the first securities regulator, within the financial sector in the
Published Articles
TTSEC\’s role in the Development of the Local Capital Market
Capital markets play a vital role in an economy, by matching borrowers with  savers and their respective risk appetites for
Exemption Orders, Orders
Exemption Order re Sagicor Financial Corporation – 30th July 2021
In the Matter of an Application by the Sagicor Financial Company Limited for an  Exemption from By-laws 11, 12, 13,
Notices of Hearing
Notice of Hearing – PTSC
IN THE MATTER OF THE CONTRAVENTION OF SECTION 63(a) OF THE SECURITIES ACT, CHAPTER 83:02 OF THE LAWS OF THE
Published Articles
The TTSEC’s Investor Complaints Process
The TTSEC is charged with reviewing and investigating all complaints, and ‘tips’ received in relation to the securities industry, including,
TTSEC to Launch Investor Protection Mobile Application
Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) will launch a new mobile application to the public on Wednesday 4th