Mutual Funds at Christmas
Christmas is characterised by feelings of hope and joy, which are needed more so now due to the socio-economic impact […]
HOW THE SECURITIES INDUSTRY IS REGULATED (PART 2)
In our previous article, we discussed the regulatory frameworks that are available to the TTSEC in regulating the local securities
Regulating the Securities Industry
The formalisation of the local securities industry began as a policy decision by the Government in the 1970s, which sought
Is Cryptocurrency a Security?
Globally, as at November 7, 2020, there were over 6,700 types of cryptocurrencies including, Bitcoin, the most popular digital currency,
Media Releases
9th US SEC Technical Assistance Programme for Regional Securities Regulators Ends
The 9th United States Securities and Exchange Commission (US SEC) Technical Assistance Programme, for financial sector regulators in the Caribbean,
Filing Obligations in the Securities Market Part 2 – Conclusion
In last week’s article, the Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) outlined the main disclosure and filing requirements
Published Articles, Uncategorized
Filing Obligations in the Securities Market
In previous articles, the Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) explained the various types of entities registered to
Mutual Fund Managers
The Trinidad and Tobago Securities and Exchange Commission’s (TTSEC’s) Guidelines for Collective Investment Schemes, 2008, Â states that a CIS manager
Securities Market Bulletin #6
The Novel Coronavirus (“COVID-19”) pandemic continues to affect various sectors of the world’s economies causing downturns across the globe. While
Micro and Macro Prudential Reporting
The ability to capture, maintain and monitor key financial stability/macro-prudential indicators is essential in the analysis and evaluation of the