Mutual Funds: Fixed NAV vs Floating NAV
As we embark on another new year, one of the more common resolutions is not only to increase our level […]
Published Articles
Published Articles
Impact of COVID-19 on T&T’s Equity and Mutual Fund Markets
We have reached the end of a particularly challenging year. Most countries continue to grapple with the consequences  of COVID-19
Repo Guidelines: How Do They Affect the Investing Public (Part 1)
The first question you may be asking yourself is, “What is repo or a repurchase agreement? It sounds similar to
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Order re: CRRS Form Amendments
In the Matter of Section 7(n) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad
Mutual Funds at Christmas
Christmas is characterised by feelings of hope and joy, which are needed more so now due to the socio-economic impact
HOW THE SECURITIES INDUSTRY IS REGULATED (PART 2)
In our previous article, we discussed the regulatory frameworks that are available to the TTSEC in regulating the local securities
Regulating the Securities Industry
The formalisation of the local securities industry began as a policy decision by the Government in the 1970s, which sought
Is Cryptocurrency a Security?
Globally, as at November 7, 2020, there were over 6,700 types of cryptocurrencies including, Bitcoin, the most popular digital currency,
Media Releases
9th US SEC Technical Assistance Programme for Regional Securities Regulators Ends
The 9th United States Securities and Exchange Commission (US SEC) Technical Assistance Programme, for financial sector regulators in the Caribbean,
Filing Obligations in the Securities Market Part 2 – Conclusion
In last week’s article, the Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) outlined the main disclosure and filing requirements