In last week’s article, the Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) outlined the main disclosure and filing requirements of the Reporting Issuer. In this article, we will discuss the disclosure and filing obligations of Registrants under section 51 of the Securities Act, 2012 (“SA 2012”). According to the …
In previous articles, the Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) explained the various types of entities registered to conduct business activities in the securities market. Over the next two (2) articles, the TTSEC will discuss the filing obligations of these entities, specifically, the Reporting Issuer and Registrants. From …
The Trinidad and Tobago Securities and Exchange Commission’s (TTSEC’s) Guidelines for Collective Investment Schemes, 2008, states that a CIS manager is a person who is responsible for the business operations and affairs of a collective investment scheme. Guideline 11 of the TTSEC CIS Guidelines states that no person shall act …
The ability to capture, maintain and monitor key financial stability/macro-prudential indicators is essential in the analysis and evaluation of the of the securities market. This article will discuss the Micro and Macro Prudential Reporting Framework (MMRF), which is the tool utilised by the Trinidad and Tobago Securities and Exchange Commission …
Over the years market actors have been evolving their products and services to keep abreast of changes in the securities market. This is necessary to meet the increasing demands of investors for various types of securities. In this article, we will explain what is a security and also discuss the …
We all make investments in our daily lives and each investment is made with an expectation to derive some benefit. We invest in ourselves through education and learning with the hope that our job prospects and consequent earning potential would improve. We invest in a car, land and a house …
In our two previous articles we shared some of the tools that you can use to get started with investing, as a means of making your money work for you. We focused on some of the available resources on our investor education website www.investucatett.com such as: a risk profile test, …
Last week we discussed the basics of investing, setting financial goals and deciding on the type of investment that may best suit you. In this article, we’ll focus on creating your personal investor profile and guide you through the process of selecting an investment option that will help you achieve …
Are you worried about your future and whether you will have enough money to live comfortably during your retirement years? Have you ever thought about increasing your wealth and investing in the local securities market? Are you interested in investing, but don’t know how or where to start? Without the …
As we conclude our five (5) part series on ‘Fintech and the Securities Market’, we highlight some of the many types of Fintechs in the securities industry. Fintech Technologies Most Fintech product/service providers interact with their clients through platforms that are accessible via internet browsers and mobile applications. These platforms …
