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Guidelines

Category Archives: Guidelines

Guidelines for repurchase agreements (Repos)

The Trinidad and Tobago Securities and Exchange Commission has published its Guidelines for Repurchase agreements(Repos) which take effect from May 3rd 2010. These guidelines were developed after consultation with the market.

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TTSEC •19 Mar 2010Guidelines Guidelines, repos

Guidelines for Employee Stock Compensation Plans

The use of equity-linked compensation schemes to remunerate employees at varying levels in public companies has increased significantly in Trinidad and Tobago and the wider Caribbean over the past few years. Two forms of this type of compensation scheme exist – the Employee Stock Ownership Plan and Employee Stock Option Plan.

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TTSEC •10 Jun 2009Guidelines Employee stock compensation plans

Guidelines for Foreign Companies’ Employee Stock compensation plans

This paper seeks to put forth a proposal to
facilitate the implementation of Employee
Stock Compensation Plans by Multinational Corporations that have operations in Trinidad and Tobago

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TTSEC •29 May 2009Guidelines ESCPs, Stock compensation plans, TTSEC

Guidelines for Collective Investment Schemes

In light of the phenomenal growth of the Collective Investment Scheme industry , and the evidence that has been emerging from our survey of the market, it is clear that guidance is needed regarding issues of fund governance, risk management practices, marketing and promotional practices, and reporting by fund managers and trustees.

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TTSEC •1 May 2009Guidelines Collective Investment Scheme

Guidelines for the removal of a reporting issuer

These guidelines set out certain procedures for declaring that an issuer is no longer a reporting issuer under section 64(6) of the Act.

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TTSEC •5 Mar 2009Guidelines reporting issuer

Guidelines for disclosure of Price Sensitive information

Insider Trading undermines investor confidence in the securities market and is strictly prohibited by all jurisdictions. The Commission would like to assure the investing public that it shall continue to treat with insider trading violations as one of its enforcement priorities.

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TTSEC •20 Nov 2008Guidelines best practice guidelines, disclosure practices, price sensitive information

Guidelines for the Offering and Distribution of Structured Products

The Commission recognises the need for regulation of the offering and distribution of Structured Products given, not only the mandate of the Commission under the Securities Industry Act, 1995 to ensure the orderly development of the capital market, but also the complexity and inherent risks involved in this product

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TTSEC •30 Jan 2008Guidelines structured products

Amendment to Policy Guideline 11.1

This is the amendment to Policy Guideline 11.1. All other provisions of the 1998 guideline remain as originally issued.

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TTSEC •31 Oct 2007Guidelines amendment, CIS, designated territory, Guideline, TTSEC

Policy Guidelines to conduct trading in Trinidad and Tobago Government Bonds

The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) is mandated by the Securities Industry Act, 1995 (“the SIA”) to create and promote such conditions in the securities market as are necessary and appropriate for its orderly growth and development.

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TTSEC •8 Oct 2007Guidelines government bonds, policy guidelines, trading

Share Repurchase guidelines

GUIDELINES ON SHARE REPURCHASES PURSUANT TO THE COMPANIES ACT 1995 AND THE SECURITIES INDUSTRY
(TAKE-OVER) BY-LAWS, 2005

Issued in accordance with section 6(b) of the Securities Industry Act, 1995

October 1, 2006

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TTSEC •1 Oct 2006Guidelines share repurchase
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    TTSEC

    • Home
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