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Speeches

Category Archives: Speeches

Ministry of Finance TTIFC Symposium

Ministry of Finance TTIFC Symposium

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TTSEC •2 Apr 2008Speeches TTIFC

Capital Market Development Workshop

Capital Market Development Workshop

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TTSEC •13 Mar 2008Speeches Capital Market Development

RBTT Investor Forum

RBTT Investor Forum

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TTSEC •9 Dec 2007Speeches Regulatory Developments

KPMG breakfast seminar

KPMG breakfast seminar

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TTSEC •20 Nov 2007Speeches Money laundering, Risk Mitigation

Breakfast meeting hosted by Price Waterhouse Coopers for their clients and other interest parties

Breakfast meeting hosted by Price Waterhouse Coopers for their clients and other interest parties

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TTSEC •16 Nov 2007Speeches Employee Stock Option, Management Stock Option

Inauguration of the Securities Dealers Association of Trinidad and Tobago

Inauguration of the Securities Dealers Association of Trinidad and Tobago

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TTSEC •29 Jun 2007Speeches Dealers Association

Presentation to Auditors

On November 24th 2006 the Securities and Exchange Commission gave a presentation to auditors on the regulatory requirements of their trade

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TTSEC •28 Nov 2006Speeches regulatory requirements

Presentation – Guidelines on Capital Requirements

The SEC recently met with stakeholders to discuss Guidelines on Capital Requirements for Underwriters and Issuers of Securitized Instruments under the Securities Industry Act, 1995

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TTSEC •14 Aug 2006Speeches capital requirements, securitized instruments, underwriters

Key issues of Securities regulation

Key issues of Securities regulation

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TTSEC •26 Apr 2006Speeches Disclosure

Opening of Public Consultation on the Interim Report delivered by Stikeman Elliot, LLP

Opening of Public Consultation on the Interim Report delivered by Stikeman Elliot, LLP

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TTSEC •26 Apr 2006Speeches Securities Industry Act 1995
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    TTSEC

    • Home
    • About Us
      • Vision and Mission
      • Powers and Functions
      • Board of Commissioners
      • Past Board Members
      • Divisional Profiles
      • Investor Complaints
      • Career Opportunities
      • Current Vacancies
      • Factsheets
      • Contact Us
      • Cooperation
        • International
        • Domestic
    • Registration
      • Registered Companies, Individuals
      • Manual Registration and Renewal
      • Checklists for Registration and Renewal of Registration
    • Filings
      • Material Change
      • Documents Filed-Securities Registrations
      • Registrants’ Financial Statements
    • MMRF Forms
      • CBTT
      • SRO
    • Legal Framework
      • By-Laws
      • Contraventions
      • Decisions / Settlements
      • Guidelines
      • Legislation
      • Notices
      • Notices of Hearing
      • Orders
      • Proposed By-Laws
      • Proposed Guidelines
      • Proposed Legislation
      • Rules
      • Draft Policies
      • CIS Bye-Laws
      • Procurement
    • AML-CFT
      • Beneficial Ownership
      • Checklist for the approval of Compliance Officers
      • Fit & Proper Criteria for Approval of Compliance Officers
      • AML-CFT FAQs
      • Compliance Officer Application Form
      • Public Statements
      • AML-CFT Updates
      • Draft Policies
    • Investor Protection
      • Complaints Procedure
      • Complaints Online Form
      • Brochure – How to Complain
      • Fraud Awareness
      • Glossary of Terms
      • Investor Alerts
    • Publications and Research
      • Annual Reports
      • Published Articles
      • Circular Letters
      • COVID-19
      • Market Newsletter
      • Securities Market Bulletin
      • Weekly Bulletin
      • CIS Data and Statistics
      • Reports
      • Guidance
      • List of Registrants
      • Brochures/Calendar
      • Approved Designated Foreign Jurisdictions
      • FOIA Statement
      • Research
    • Media Room
      • Media Releases
      • Events
      • Speeches/Presentations
      • Audio
      • Photos
      • Videos