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Speeches

Category Archives: Speeches

KPMG breakfast seminar

KPMG breakfast seminar

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TTSEC •20 Nov 2007Speeches Money laundering, Risk Mitigation

Breakfast meeting hosted by Price Waterhouse Coopers for their clients and other interest parties

Breakfast meeting hosted by Price Waterhouse Coopers for their clients and other interest parties

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TTSEC •16 Nov 2007Speeches Employee Stock Option, Management Stock Option

Inauguration of the Securities Dealers Association of Trinidad and Tobago

Inauguration of the Securities Dealers Association of Trinidad and Tobago

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TTSEC •29 Jun 2007Speeches Dealers Association

Presentation to Auditors

On November 24th 2006 the Securities and Exchange Commission gave a presentation to auditors on the regulatory requirements of their trade

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TTSEC •28 Nov 2006Speeches regulatory requirements

Presentation – Guidelines on Capital Requirements

The SEC recently met with stakeholders to discuss Guidelines on Capital Requirements for Underwriters and Issuers of Securitized Instruments under the Securities Industry Act, 1995

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TTSEC •14 Aug 2006Speeches capital requirements, securitized instruments, underwriters

Opening of Public Consultation on the Interim Report delivered by Stikeman Elliot, LLP

Opening of Public Consultation on the Interim Report delivered by Stikeman Elliot, LLP

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TTSEC •26 Apr 2006Speeches Securities Industry Act 1995

Take-over By-laws consultation

Take-over By-laws consultation

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TTSEC •26 Apr 2006Speeches Take-over By-laws

Key issues of Securities regulation

Key issues of Securities regulation

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TTSEC •26 Apr 2006Speeches Disclosure

Formal opening of the new SEC building and launch of new website

Formal opening of the new SEC building and launch of new website

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TTSEC •6 Apr 2006Speeches

Status of Securities Regulation in the Caribbean

Status of Securities Regulation in the Caribbean

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TTSEC •30 Nov 2005Speeches Caribbean, Regulation
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    TTSEC

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