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- Material Changes1261. GHL – Change to Senior Officer – Samantha Saugh July 26, 2022
- Material Changes1262. TTUTC – Change to Senior Officer – Dirk Nicholas Smith July 26, 2022
- Registrants' Financial Statements1263. Firstline Securities Limited Audited Financial Statements for the year ended 31st December 2021 July 25, 2022
- Material Changes1264. NGL – Change to Board of Directors- Patrick Ferreira July 21, 2022
- Material Changes1265. FCI – Regulatory approval for sale of assets July 21, 2022
- Registrants' Financial Statements1266. West Indies Stockbrokers Limited Audited Financial Statement for the year ended 31st October 2021 July 21, 2022
- Registrants' Financial Statements1267. Waterloo Capital Advisors Limited Audited Financial Statements for the year ended 30th September 2021 July 21, 2022
- Registrants' Financial Statements1268. WITCO – Annual Report for the year ended 31st December 2021 July 19, 2022
- Registrants' Financial Statements1269. PLIPDECO – Annual Report for the year ended 31st December 2021 July 19, 2022
- Registrants' Financial Statements1270. One Caribbean Media Limited – Annual Report for the year ended 31st December 2021 July 19, 2022
- Registrants' Financial Statements1271. National Flour Mills Annual Report for the year ended 31st December 2021 July 19, 2022
- Registrants' Financial Statements1272. Guardian Holding Limited Annual Report for the year ended 31st December 2021 July 19, 2022
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.