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- Material Changes1297. MASSY – Change to Senior Officer – David O’Brien May 11, 2022
- Material Changes1298. MASSY – Change to Senior Officer – David O’Brien May 11, 2022
- Published Articles1299. Equity Valuations May 11, 2022
- Registrants' Financial Statements1300. Sheppard Securities Limited Audited Financial Statements for the year ended 28 February 2021 May 10, 2022
- Registrants' Financial Statements1301. Sagicor Investments (Trinidad and Tobago) Limited Audited Financial Statements for the year ended 31 December 2020 May 10, 2022
- Registrants' Financial Statements1302. Maritime Capital Limited Audited Financial Statements for the year ended 31 December 2020 May 10, 2022
- Registrants' Financial Statements1303. KSBM Asset Management Limited Audited Financial Statements for the year ended 31 March 2020 May 10, 2022
- Registrants' Financial Statements1304. JMMB Investments (Trinidad and Tobago) Limited Audited Financial Statements for the year ended 31 March 2021 May 10, 2022
- Material Changes1305. GHL – Change to Senior Officer – Samantha Saugh May 10, 2022
- Material Changes1306. AHL – Change to Senior Officer – Hema Ramkissoon May 10, 2022
- Material Changes1307. DFL – Change to Senior Officer – Errol Pilgrim May 9, 2022
- Material Changes1308. GHL – Change to Senior Officer – Michael Gerrard May 9, 2022
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.