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- Material Changes1405. GKC – Change to Senior Officers – Radcliffe Daley and Mariame McIntosh Robinson June 3, 2022
- Material Changes1406. SCIF – Changes to Board of Directors – Giancarlo Rossi, Roger Best June 3, 2022
- Material Changes1407. GKC – Amendment to Articles of Incorporation June 1, 2022
- Material Changes1408. AMCL- Changes to Board of Directors- Tonya Villafana, Anthony Phillip June 1, 2022
- Published Articles1409. Importance of Anti-Money Laundering and Terrorist Financing within the Securities Industry June 1, 2022
- Material Changes1410. GHL – Change to Senior Officer – Ian Chinapoo May 27, 2022
- Material Changes1411. JMMBTTL- Extension of maturity of bond May 27, 2022
- Material Changes1412. JMMBTTL- Change to Senior Officer – Shawn Moses May 27, 2022
- Material Changes1413. CMEGTTL – Change to Senior Officer – Roz Mark May 27, 2022
- Material Changes1414. CMEGTTL – Change to Senior Officer – Alicia Richards May 27, 2022
- Material Changes1415. CMEGTTL – Change to Senior Officer – Clement Iton May 27, 2022
- Material Changes1416. MASSY – Change to Senior Officer – Ian Chinapoo May 27, 2022
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.