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- Material Changes1477. JMMBTTL – Change to Senior Officer – Jerome Smalling October 18, 2021
- Material Changes1478. JMMBTTL – Change to Board of Directors – Aliyah Hamel-Smith October 18, 2021
- Material Changes1479. JMMBTTL – Change to Senior Officer – A. Campbell, M. Nunez, S. Wilson, K. Duncan, R. Carter October 18, 2021
- Material Changes1480. JMMBTTL – Change to Senior Officer – D. Mohammed, V. Ragoonanan, A. Garcia-Brooks October 18, 2021
- Material Changes1481. RFHL – Change to Senior Officer – Michael Noel October 18, 2021
- Material Changes1482. FIRST- Suspension of Trading October 14, 2021
- Material Changes1483. HMB- Change in Corporate Credit Rating October 13, 2021
- Material Changes1484. RFHL – Change of name of Insurance Subsidiary October 13, 2021
- Material Changes1485. RFHL – Decision to change name of Insurance Subsidiary October 13, 2021
- Material Changes1486. NFM – Change of Senior Officer – Annalean Inniss October 13, 2021
- Material Changes1487. NEL – Change of Auditor October 13, 2021
- Published Articles1488. Getting started with Investing: Part 3 of 3 – Avoiding Scams October 13, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.