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- Exemption Orders1501. Exemption Order re FCB and CAL Bond October 11, 2021
- Orders1502. Registration Order re Ansa Merchant Bank GORTT Bond – 11th October 2021 October 11, 2021
- Delisting and Deregistration Orders1503. De-Listing Order re Praetorian Property Mutual Fund October 11, 2021
- Exemption Orders1504. Amendment to Order re NCB Financial Group Limited Exemption October 11, 2021
- Orders1505. Order re TTSEC CRRS October 8, 2021
- Material Changes1506. TTMF- Lowering of Credit Rating October 8, 2021
- Material Changes1507. GKC -Change to Senior Officer- Allison Mais October 8, 2021
- Material Changes1508. MASSY- Change to Senior Officer- A. Mclean October 8, 2021
- Material Changes1509. MASSY- Change to Senior Officer- Eugene Tiah October 8, 2021
- Material Changes1510. MASSY- Change to Senior Officer- Vaughn Martin October 8, 2021
- Published Articles1511. Getting started with Investing Part 2 of 3 – Creating Your Investor Profile October 6, 2021
- Material Changes1512. QIIoM- Approval of sale of Quilter International Holdings Limited September 30, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.