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- Material Changes1513. TTMF- Change to Senior Officer- N. Kanhai September 30, 2021
- Published Articles1514. Getting started with Investing: Part 1 of 3 September 29, 2021
- Material Changes1515. TCL- Master Services and Intellectual Property Agreements September 28, 2021
- Published Articles1516. TTSEC – How We Protect the Investing Public September 22, 2021
- Material Changes1517. AGL – Amalgamation of Oscar Francois with Smith Robertson September 21, 2021
- Published Articles1518. The Role of Compliance and Inspections in Enforcing the Securities Law September 15, 2021
- COVID-191519. Commission’s Temporary Closure- September 14, 2021 September 14, 2021
- Material Changes1520. NEL – Change to Senior Officer – Conrad Enill September 10, 2021
- Published Articles1521. Building Confidence through Enforcement September 8, 2021
- Material Changes1522. MASSY- Sale of interest in Massy United Insurance Limited September 7, 2021
- Material Changes1523. SIAF- Change in Auditor September 6, 2021
- Published Articles1524. Importance of Filing and Disclosure September 1, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.