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- Material Changes1645. RBCTTL – Closure of branch May 11, 2021
- Material Changes1646. UDECOTT – Change to Senior Officer – C. Jones May 11, 2021
- Material Changes1647. DFL – Change to Senior Officer – T. Pemberton and C. Medina May 11, 2021
- Material Changes1648. GHL – Cross Listing on the JSE May 7, 2021
- Material Changes1649. CPF – Acquisition of two properties in Trinidad and Tobago May 6, 2021
- Material Changes1650. FIRST – Change to branch operations May 6, 2021
- Material Changes1651. SFCL – Cash Offer for all Senior Notes and New Notes Issuance May 6, 2021
- Material Changes1652. NCBFG – Payment of an interim dividend May 6, 2021
- COVID-191653. Commission’s Temporary Operational Arrangements May 5, 2021
- Published Articles1654. Importance of the Securities Market May 5, 2021
- Material Changes1655. AGL – Completion of acquisition of Oscar Francois and Intersol May 3, 2021
- Material Changes1656. RBL – Change to Senior Officer – Shazan Ali April 29, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.