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- Material Changes1645. JMMBTTL – Change to Senior Officer – A. Campbell, M. Nunez, S. Wilson, K. Duncan, R. Carter October 18, 2021
- Material Changes1646. JMMBTTL – Change to Senior Officer – D. Mohammed, V. Ragoonanan, A. Garcia-Brooks October 18, 2021
- Material Changes1647. RFHL – Change to Senior Officer – Michael Noel October 18, 2021
- Material Changes1648. FIRST- Suspension of Trading October 14, 2021
- Material Changes1649. HMB- Change in Corporate Credit Rating October 13, 2021
- Material Changes1650. RFHL – Change of name of Insurance Subsidiary October 13, 2021
- Material Changes1651. RFHL – Decision to change name of Insurance Subsidiary October 13, 2021
- Material Changes1652. NFM – Change of Senior Officer – Annalean Inniss October 13, 2021
- Material Changes1653. NEL – Change of Auditor October 13, 2021
- Published Articles1654. Getting started with Investing: Part 3 of 3 – Avoiding Scams October 13, 2021
- Delisting and Deregistration Orders1655. De-Listing Order re GORTT $1,000M 7 Year Bond October 11, 2021
- Delisting and Deregistration Orders1656. De-Listing Order re First Citizens Bank Limited October 11, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.