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- Published Articles1657. Be vigilant this Christmas -10 ways to tell if you’re being scammed ! December 22, 2021
- Material Changes1658. MASSY – Proposed share split December 20, 2021
- Material Changes1659. SFCL – Completion of Additional Note Offering December 20, 2021
- Material Changes1660. SFCL – Additional Note Offering December 20, 2021
- AML Reports1661. Draft Policy Paper – Introduction of Administrative Fines for AML Breaches December 17, 2021
- Published Articles1662. Mutual Funds and the Christmas Season December 15, 2021
- Material Changes1663. GKC – Change to Board of Directors – Peter Moses December 14, 2021
- Material Changes1664. QIIoM – Change to Senior Officers – Quirk, Malin, Markland et al December 8, 2021
- Material Changes1665. QIIoM – Sale of Quilter International Holdings Limited and Quilter International Ireland dac December 8, 2021
- Published Articles1666. How to Avoid Becoming a Victim of Affinity Fraud December 8, 2021
- Material Changes1667. GKC – Change to Senior Officer – Tawana Gray December 6, 2021
- Material Changes1668. DFL – Change to Senior Officer – Gary Awai December 1, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.