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- Material Changes1693. SBTT – Change to Senior Officers – Randall Cezair, Damian Jones January 13, 2022
- Published Articles1694. Smart Contracts and the Capital Markets January 12, 2022
- Material Changes1695. PATT – Change to Senior Officers – Trudy Gill-Conlon and Marcia Charles-Elbourne January 5, 2022
- Material Changes1696. SFCL – Change to Board of Directors – Timothy Hodgson and Mahmood Khimji January 5, 2022
- Published Articles1697. Market Manipulation, Insider Trading & Front Running – What you should know. January 5, 2022
- Published Articles1698. Guidelines for Investing Wisely December 29, 2021
- Material Changes1699. GKC – Change to Senior Officer -Kerry-Ann Richards Lincoln December 29, 2021
- Market Newsletter1700. TTSEC Bi-Annual Market Newsletter – Issue #28 December 23, 2021
- Material Changes1701. UCL – Change to Board of Directors – Alejandro Graterol December 22, 2021
- Material Changes1702. RBCMBCL – Changes to Board of Senior Officer – Roxann Granger December 22, 2021
- Material Changes1703. PLD – Change to Board of Directors – R. Lewis, A. Miguel December 22, 2021
- Material Changes1704. NTTL – Change to Senior Officers – Mr. Josue De la Maza December 22, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.