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- Material Changes1717. QIIoM – Sale of Quilter International Holdings Limited and Quilter International Ireland dac December 8, 2021
- Published Articles1718. How to Avoid Becoming a Victim of Affinity Fraud December 8, 2021
- Material Changes1719. GKC – Change to Senior Officer – Tawana Gray December 6, 2021
- Material Changes1720. DFL – Change to Senior Officer – Gary Awai December 1, 2021
- Material Changes1721. AHL – Change to Senior Officer – Fabio Di Giammarco December 1, 2021
- Material Changes1722. TTUTC – Change to Senior Officer – Jo-Anne Julien December 1, 2021
- Published Articles1723. Impact of Changes in Interest Rates on Investment December 1, 2021
- Published Articles1724. Indicators of a Viable Investment Opportunity November 24, 2021
- Material Changes1725. AHL – Change to Senior Officer – M. Richards and F. Costelloe November 23, 2021
- Material Changes1726. TCL – Change to Senior Officer – Rafael Orlando Martinez Vela & Juan Mendoza November 22, 2021
- Material Changes1727. SFCL – Change to Board of Directors – Timothy Hodgson & Mahmood Khimji November 22, 2021
- Material Changes1728. PHL – Change to Senior Officer – Johann Mendoza November 22, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.