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- Material Changes1717. PHL – Change to Senior Officer – Kerri Hosein-Khan October 11, 2021
- Material Changes1718. PHL – Change to Senior Officer – Hima Rhea Singh October 11, 2021
- Material Changes1719. NEL – Change to Senior Officer – Venita Ramlal October 11, 2021
- Delisting and Deregistration Orders1720. De-Registration Order re CIBC Private Client Fund October 11, 2021
- Exemption Orders1721. Exemption Order re FCB and CAL Bond October 11, 2021
- Orders1722. Registration Order re Ansa Merchant Bank GORTT Bond – 11th October 2021 October 11, 2021
- Delisting and Deregistration Orders1723. De-Listing Order re Praetorian Property Mutual Fund October 11, 2021
- Exemption Orders1724. Amendment to Order re NCB Financial Group Limited Exemption October 11, 2021
- Orders1725. Order re TTSEC CRRS October 8, 2021
- Material Changes1726. TTMF- Lowering of Credit Rating October 8, 2021
- Material Changes1727. GKC -Change to Senior Officer- Allison Mais October 8, 2021
- Material Changes1728. MASSY- Change to Senior Officer- A. Mclean October 8, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.