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- Material Changes1705. JMMBTTL – Mrs. Hamel-Smith confirmed in her position as a Director to the Board of Directors December 22, 2021
- Material Changes1706. JMMBGL – Directors approve recommendation to execute a share buy-back program December 22, 2021
- Material Changes1707. AMBL – Company entered into a lock-up agreement with CL Financial Limited December 22, 2021
- Material Changes1708. AMCL – AMBL, a subsidiary of AMCL, entered into a lock-up agreement with CL Financial Limited December 22, 2021
- Published Articles1709. Be vigilant this Christmas -10 ways to tell if you’re being scammed ! December 22, 2021
- Material Changes1710. MASSY – Proposed share split December 20, 2021
- Material Changes1711. SFCL – Completion of Additional Note Offering December 20, 2021
- Material Changes1712. SFCL – Additional Note Offering December 20, 2021
- AML Reports1713. Draft Policy Paper – Introduction of Administrative Fines for AML Breaches December 17, 2021
- Published Articles1714. Mutual Funds and the Christmas Season December 15, 2021
- Material Changes1715. GKC – Change to Board of Directors – Peter Moses December 14, 2021
- Material Changes1716. QIIoM – Change to Senior Officers – Quirk, Malin, Markland et al December 8, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.