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- Material Changes1705. RFHL – Decision to change name of Insurance Subsidiary October 13, 2021
- Material Changes1706. NFM – Change of Senior Officer – Annalean Inniss October 13, 2021
- Material Changes1707. NEL – Change of Auditor October 13, 2021
- Published Articles1708. Getting started with Investing: Part 3 of 3 – Avoiding Scams October 13, 2021
- Delisting and Deregistration Orders1709. De-Listing Order re GORTT $1,000M 7 Year Bond October 11, 2021
- Delisting and Deregistration Orders1710. De-Listing Order re First Citizens Bank Limited October 11, 2021
- Delisting and Deregistration Orders1711. De-Registration Order re UTC North American Fund October 11, 2021
- Material Changes1712. NFM – Adoption of Company By-Laws October 11, 2021
- Exemption Orders1713. Exemption Order re Bourse Securities Limited October 11, 2021
- Material Changes1714. AGL – Amalgamation of Rosco Petroavance and Process Components October 11, 2021
- Material Changes1715. AGL – Amalgamation of Smith Robertson and Oscar Francois October 11, 2021
- Material Changes1716. AGL – Acquisition of Process Components Limited October 11, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.