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- Material Changes1765. STTFIF – Change to Board of Directors – Camille Chatoor June 23, 2021
- Published Articles1766. The Importance of Disclosure Filings to Investors June 23, 2021
- Material Changes1767. GML – Change to Senior Officer – Gerhard Pettier June 22, 2021
- Material Changes1768. GML – Change to Senior Officer – Hema Ramdass-Chatoor June 22, 2021
- Exemption Orders1769. Order Re: NCB Financial Group Limited – Exemption from By-laws 11, 12, 13, 14, 15 and 16 of the Securities Industry (Take-Over) By-Laws 2005 June 18, 2021
- Published Articles1770. Collective Investment Schemes-A Guide for Investors June 16, 2021
- Material Changes1771. STTFIF – The sole shareholder of governance shares resolved to put the Company into liquidation June 15, 2021
- Material Changes1772. STTGFI – The sole shareholder of governance shares resolved to put the Company into liquidation June 15, 2021
- Material Changes1773. FIRST – Change in branch operations June 14, 2021
- Material Changes1774. SFCL – Notice of redemption of senior notes due 2022 June 14, 2021
- Material Changes1775. SFCL – Amendment to By-Laws June 11, 2021
- Material Changes1776. SFCL – Change to Board of Directors – Dennis Harris June 11, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.