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- Material Changes1849. SBTTGF – Change to Senior Officer – Lanecia Darville December 17, 2020
- Material Changes1850. SBTTFI – Change to Senior Officer – Lanecia Darville December 17, 2020
- Material Changes1851. SBTTGF – Change to Senior Officer – Adrian Stokes December 17, 2020
- Material Changes1852. SBTTFI – Change to Senior Officer – Adrian Stokes December 17, 2020
- Published Articles1853. Repo Guidelines: How Do They Affect the Investing Public (Part 1) December 16, 2020
- Material Changes1854. SBTT- Change to Senior Officer – Wendy Fae Thompson December 15, 2020
- Material Changes1855. SBTT- Change to Senior Officer – Derek Hudson December 15, 2020
- Material Changes1856. PHL – Amendment of Company’s By-Laws December 15, 2020
- Material Changes1857. WASA – Expiration of term of Board of Commissioners December 11, 2020
- Material Changes1858. JMMBTTL – Change to Senior Officer – Lorraine Kam December 11, 2020
- Uncategorized1859. Order re: CRRS Form Amendments December 11, 2020
- Published Articles1860. Mutual Funds at Christmas December 9, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.