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- Material Changes1873. QIIoM- Approval of sale of Quilter International Holdings Limited September 30, 2021
- Material Changes1874. TTMF- Change to Senior Officer- N. Kanhai September 30, 2021
- Published Articles1875. Getting started with Investing: Part 1 of 3 September 29, 2021
- Material Changes1876. TCL- Master Services and Intellectual Property Agreements September 28, 2021
- Published Articles1877. TTSEC – How We Protect the Investing Public September 22, 2021
- Material Changes1878. AGL – Amalgamation of Oscar Francois with Smith Robertson September 21, 2021
- Published Articles1879. The Role of Compliance and Inspections in Enforcing the Securities Law September 15, 2021
- COVID-191880. Commission’s Temporary Closure- September 14, 2021 September 14, 2021
- Material Changes1881. NEL – Change to Senior Officer – Conrad Enill September 10, 2021
- Published Articles1882. Building Confidence through Enforcement September 8, 2021
- Material Changes1883. MASSY- Sale of interest in Massy United Insurance Limited September 7, 2021
- Material Changes1884. SIAF- Change in Auditor September 6, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.