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- Material Changes1897. WCO – Change of Logo June 1, 2021
- Material Changes1898. WASA – Change to Senior Officer – Jules and Mooleedhar June 1, 2021
- Material Changes1899. FIRST – Adjustment to branch operations May 28, 2021
- Published Articles1900. Sustainable Investing and the Role of Securities Regulators May 26, 2021
- Material Changes1901. TSTT – Change to Senior Officer – Lisa Agard May 25, 2021
- Material Changes1902. AMBL – Change to Senior Officer – Carolyn Fifi May 25, 2021
- Material Changes1903. FCIS – Further changes to branch operations May 24, 2021
- Material Changes1904. PATT – Change to Senior Officers – A, Beharry, D. Jaggernauth, T. Elias, S. Baptiste and E. John May 24, 2021
- COVID-191905. RE: Commission’s Temporary Operational Arrangements – Reminder Notice (003) May 21, 2021
- Material Changes1906. GHL – Issuance of Prospectus by NCBGHL May 19, 2021
- Material Changes1907. CMEGTTL – Appointment of MISC as Service Provider May 19, 2021
- Published Articles1908. What are Derivatives? May 19, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.