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- Published Articles1885. Importance of Filing and Disclosure September 1, 2021
- Uncategorized1886. Contravention Order re Capital Markets Elite Group (T&T) Limited – $30,100.00 – 31st August 2021 August 31, 2021
- Material Changes1887. TCL – Change to senior officer- G. Silva, B. Diaz August 30, 2021
- Exemption Orders1888. Exemption Order re Nigel Clewett August 27, 2021
- Exemption Orders1889. Exemption Order re Mondial (Trinidad) Limited August 27, 2021
- Exemption Orders1890. Exemption Order re Aspire Fund Management August 27, 2021
- Material Changes1891. NEL – Change to Senior Officer – Vishnu Dhanpaul August 26, 2021
- Published Articles1892. Protecting the Integrity of the Securities Market August 25, 2021
- Material Changes1893. NIF – Change to Senior Officer – Vishnu Dhanpaul August 24, 2021
- Material Changes1894. TSTT – Change to Senior Officer – Adanna Pierre August 24, 2021
- Material Changes1895. TSTT – Change to Senior Officer – Vishnu Dhanpaul and Conrad Enill August 24, 2021
- Material Changes1896. RFHL – Expansion of business into Insurance Sector August 19, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.