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- Published Articles1885. Fintech and the Securities Market April 21, 2021
- Material Changes1886. RBC – Changes to Board of Directors – H. Monroe-Blum, M. McCain April 16, 2021
- Material Changes1887. FCIB-Change to Senior Officer – C. Lewis, K. Bourne, J. Bend, D. Williamson April 16, 2021
- Material Changes1888. DFL – Amendment of Articles of Continuance April 14, 2021
- Material Changes1889. UDECOTT – Change to Senior Officer – Kimberly Carr-Hamilton April 14, 2021
- Material Changes1890. PLIPDECO – Change to Senior Officers – Harold Ragbir, Curtis Dennie April 14, 2021
- Material Changes1891. AMCL – Change to Senior Officer – Alastair Paton April 14, 2021
- Material Changes1892. SPORTT – Change to Board of Directors – Dianne Antoine, Leon Ramdeen April 14, 2021
- Published Articles1893. Is Cryptocurrency a Security? April 14, 2021
- Notices1894. CIS Notice April 2021 April 13, 2021
- Draft Bye-Laws1895. Draft Collective Investment Schemes By-Laws 2021 April 9, 2021
- Material Changes1896. NCBFG – Non-declaration of dividend April 9, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.