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- Material Changes1849. TSTT – Change to Senior Officer – Lisa Agard May 25, 2021
- Material Changes1850. AMBL – Change to Senior Officer – Carolyn Fifi May 25, 2021
- Material Changes1851. FCIS – Further changes to branch operations May 24, 2021
- Material Changes1852. PATT – Change to Senior Officers – A, Beharry, D. Jaggernauth, T. Elias, S. Baptiste and E. John May 24, 2021
- COVID-191853. RE: Commission’s Temporary Operational Arrangements – Reminder Notice (003) May 21, 2021
- Material Changes1854. GHL – Issuance of Prospectus by NCBGHL May 19, 2021
- Material Changes1855. CMEGTTL – Appointment of MISC as Service Provider May 19, 2021
- Published Articles1856. What are Derivatives? May 19, 2021
- Material Changes1857. TTUTC – Change to Senior Officer – Nicholas Nanton May 18, 2021
- Material Changes1858. SCIF – Transfer of the Fund’s home jurisdiction from St. Lucia to Barbados May 17, 2021
- Material Changes1859. FCIS – Temporary closure of branch offices May 12, 2021
- Material Changes1860. GKC – Update on Court Proceedings re Annual General Meeting May 12, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.