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- Material Changes1993. RML – Order in respect of RML’s de-registration April 30, 2020
- Material Changes1994. UCL – Change to Senior Officer- Rodrigo Sotomayor April 30, 2020
- Published Articles1995. Analysing the Impact of COVID-19 on Mutual Funds April 29, 2020
- Material Changes1996. TTUTC – Closure of Keith King Agency April 29, 2020
- COVID-191997. Re: Moratorium Extension of Registration – 2nd C-19 Notice to Registrants April 27, 2020
- Material Changes1998. FIRST – Further adjustment to Branch Operations April 27, 2020
- COVID-191999. Order re: COVID-19 Extension April 27, 2020
- Delisting and Deregistration Orders2000. Scotia De-registration Order April 24, 2020
- Delisting and Deregistration Orders2001. De-registration Order – Fortress April 24, 2020
- Delisting and Deregistration Orders2002. De-registration Order Caroni 1975 April 24, 2020
- Delisting and Deregistration Orders2003. Berger Paints Trinidad Limited Order to De-register April 24, 2020
- Exemption Orders2004. Order re: Exemption Order Mondial (Trinidad) Limited April 24, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.