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- Delisting and Deregistration Orders2137. Delisting Order re: TT$300M GORTT Fixed Rate Bond Due 3-Aug-2019 January 7, 2020
- Published Articles2138. Compliance Reviews of Registrants – Another Way Investors are Protected January 7, 2020
- Material Changes2139. NIPDEC – Change to Senior Officers – Jabari Cozier January 6, 2020
- Material Changes2140. NIPDEC – Change to Senior Officers – Terrance James January 3, 2020
- Material Changes2141. HMB – Change to Board of Directors – Ermine De Bique Meade January 3, 2020
- Material Changes2142. NCBFG – Change to Board of Directors – Oliver Mitchell Jr. January 3, 2020
- Notices2143. Notice – Statement of Substance and Purpose re Amendment of Rule 210 January 2, 2020
- Published Articles2144. Investor Protection Needs Disclosure and Registration January 2, 2020
- Material Changes2145. WCO – Change to Senior Officers – Arturo Campero Gonzalez and Diana Hernandez Gonzalez December 31, 2019
- Material Changes2146. WCO – Change to Senior Officer – Jean-Pierre du Coudray December 31, 2019
- Material Changes2147. MASSY – Change to Senior Officer – Angelique Parisot-Potter December 31, 2019
- Material Changes2148. MASSY – Change to Board of Directors – G. Anthony King December 31, 2019
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.