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- Notices2137. Notice of Amendments To Securities Act, Chapter 83:02 Of the Laws of Trinidad and Tobago May 22, 2020
- Acts2138. Miscellaneous Provisions Act 2020, Miscellaneous Amendments Act 2020 May 22, 2020
- Material Changes2139. FIRST – Adjustment to Branch Operations May 20, 2020
- Material Changes2140. PTSC – Change to Senior Officer – Prakash Beharry May 20, 2020
- Published Articles2141. Ensuring Compliance with AML/CFT May 20, 2020
- Material Changes2142. JMMBGL – Delay in the publication of Audited Financial Statements for the year ended March 31, 2020 May 19, 2020
- Material Changes2143. TTUTC – Change to Senior Officer – Anne-Marie James May 19, 2020
- Material Changes2144. FIRST – Adjustment to operations of Couva and Pt. Lisas branch offices May 14, 2020
- Material Changes2145. CINE1 – Impact of restrictions on business operations due to COVID-19 May 14, 2020
- Material Changes2146. TCL – Resumption of Operations May 14, 2020
- Material Changes2147. EFCL – Change to Senior Officers – Philip Knaggs and David Mark May 14, 2020
- Material Changes2148. EFCL – Change to Senior Officers – David Mark and Marisa Maraj May 14, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.