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- Material Changes2185. TTUTC – Change to Senior Officer – Anne-Marie James May 19, 2020
- Material Changes2186. FIRST – Adjustment to operations of Couva and Pt. Lisas branch offices May 14, 2020
- Material Changes2187. CINE1 – Impact of restrictions on business operations due to COVID-19 May 14, 2020
- Material Changes2188. TCL – Resumption of Operations May 14, 2020
- Material Changes2189. EFCL – Change to Senior Officers – Philip Knaggs and David Mark May 14, 2020
- Material Changes2190. EFCL – Change to Senior Officers – David Mark and Marisa Maraj May 14, 2020
- Material Changes2191. JMMBGL – Update regarding the dividends for the year 2020 May 14, 2020
- Material Changes2192. NCBFG – Update regarding dividends for the year 2020 May 14, 2020
- Published Articles2193. Combating Money Laundering and Terrorist Financing May 13, 2020
- Material Changes2194. JMMBGL – Change to Senior Officer – Stephen Shim May 11, 2020
- Material Changes2195. JMMBGL – Temporary suspension of dividend payments May 11, 2020
- Broker-Dealers2196. Investment Advisers vs. Broker-Dealers (Part 2) May 6, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.