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- Material Changes2221. NEL – Change to Senior Officer – Conrad Enill October 14, 2019
- Material Changes2222. UDECOTT – Change to Senior Officer – Peter Ganesh October 14, 2019
- Material Changes2223. SBTTGF – Change to Senior Officer – Carlos Escamilla, Omara Bingham October 10, 2019
- Material Changes2224. SBTTIF – Change to Senior Officer – Carlos Escamilla, Omara Bingham October 10, 2019
- Material Changes2225. TTMF – Credit Rating by CariCris October 9, 2019
- Material Changes2226. TSTT – Change to Senior Officer – Shiva Ramnarine October 8, 2019
- Administrative Fines Orders2227. Contravention Order re: KCL Capital Market Brokers Limited $9,000 October 7, 2019
- Material Changes2228. EFCL – Change to Senior Officer – Marisa Maraj October 7, 2019
- Delisting and Deregistration Orders2229. De-listing Order re: Berger Paints Trinidad Limited Shares October 7, 2019
- Material Changes2230. UCL – Change to Senior Officer – Danielle Chow October 3, 2019
- Material Changes2231. SFC – SLI’s acquisition of CLICO and BAICO insurance portfolios October 3, 2019
- Material Changes2232. NCBFG – NCB Capital Markets Ltd sale of stake in Advantage General Insurance Company Ltd October 2, 2019
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.