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- Material Changes2341. AMCL – Change to Senior Officer – A. Maharaj, R. Sumairsingh January 10, 2020
- Published Articles2342. Registration of Trust Form Collective Investment Schemes as Reporting Issuers January 8, 2020
- Delisting and Deregistration Orders2343. Delisting Order re: TT$300M GORTT Fixed Rate Bond Due 22-Sept-2019 January 7, 2020
- Delisting and Deregistration Orders2344. Delisting Order re: TT$300M GORTT Fixed Rate Bond Due 3-Aug-2019 January 7, 2020
- Published Articles2345. Compliance Reviews of Registrants – Another Way Investors are Protected January 7, 2020
- Material Changes2346. NIPDEC – Change to Senior Officers – Jabari Cozier January 6, 2020
- Material Changes2347. NIPDEC – Change to Senior Officers – Terrance James January 3, 2020
- Material Changes2348. HMB – Change to Board of Directors – Ermine De Bique Meade January 3, 2020
- Material Changes2349. NCBFG – Change to Board of Directors – Oliver Mitchell Jr. January 3, 2020
- Notices2350. Notice – Statement of Substance and Purpose re Amendment of Rule 210 January 2, 2020
- Published Articles2351. Investor Protection Needs Disclosure and Registration January 2, 2020
- Material Changes2352. WCO – Change to Senior Officers – Arturo Campero Gonzalez and Diana Hernandez Gonzalez December 31, 2019
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.